Course benefits:

Understand ISO 42001 Lead Auditor requirements.

Learn how to lead certification audits for AIMS.

Learn how to lead audit teams.

Expand your career opportunities in AI governance and auditing.
Are you looking for the right ISO 42001 Lead Auditor course to advance your auditing or consulting career? This online training enables you to become a certified Lead Auditor for Artificial Intelligence Management Systems (AIMS) according to the ISO 42001 standard — the global framework for trustworthy AI.

The course was created to help you start working for certification bodies or expand your consulting business.
After passing the exam, you will receive an ISO 42001 Lead Auditor certificate, which proves your ability to perform certification audits and lead audit teams.

The ISO 42001 Lead Auditor course is divided into three parts:

A video library: lessons and practical information about the standard and how to prepare for the ISO 42001 audit, lead the audit team, perform the audit, and prepare the final audit report.

An interactive workshop: helps you practice the concepts necessary for auditing the standard, guided by an Advisera top expert.

ISO 42001 Lead Auditor certification exam: upon successful completion of the exam, you will get a certificate and a badge for your LinkedIn profile to highlight your qualifications.

Who should attend:

Novice consultants/auditors seeking to learn new expertise and perform ISO 42001 certification audits

Experienced consultants/auditors/project managers working with AI governance

AI or compliance officers needing to prepare for an AIMS audit

Prerequisites:

There are no prerequisites to attend the ISO 42001 Lead Auditor course. However, prior experience with AI, IT, or auditing will help you progress more quickly.

Course co-authors:

Dejan Kosutic, Carlos Cruz, Garry Cornell, and Punit Bhatia.
Introduction

Introduction to the course

Module 1 - Introduction to ISO 42001

Introduction to Module 1

What is ISO 42001?

The structure of ISO 42001

General objectives for AI [Annex C.2]

Introduction to the Artificial Intelligence Management System (AIMS)

Implementation of ISO 42001 according to PDCA cycle

Implementing ISO 42001 as a project

Documenting the AIMS

Benefits of ISO 42001

Related standards and regulations

Explanation of basic AI terminology

Understanding machine learning and its main types

Understanding neural networks and their types

Main components of an AI system

AI system life cycle

Certification FAQs

Recap Quiz

Module 2 - The planning phase

Introduction to Module 2

Understanding the organization and its context [Clause 4.1]

Understanding the needs and expectations of interested parties [Clause 4.2]

Determining the scope of the AIMS [Clause 4.3]

AI management system [Clause 4.4]

Leadership and commitment [Clause 5.1]

AI policy [Clause 5.2]

Organizational roles, responsibilities, and authorities [Clause 5.3]

Resources [clause 7.1]

Competence [clause 7.2]

Awareness [Clause 7.3]

Communication [Clause 7.4]

Documented information [Clause 7.5]

Recap Quiz

Module 3 - Risk Management, Impact Assessment, Objectives, and Changes

Introduction to Module 3

Addressing risks and opportunities [Clause 6.1.1]

AI risk management process [Clause 6.1]

Defining an AI risk management methodology [Clause 6.1]

AI risk identification [Clause 6.1.2, Annex A.4, and Annex C.3]

AI risk analysis and evaluation [Clause 6.1.2]

AI risk treatment and Statement of applicability [Clause 6.1.3]

AI system impact assessment [Clause 6.1.4, Annex A.5]

Setting AI objectives [Clause 6.2]

Planning of changes [Clauses 6.3]

Recap quiz

Module 4 - Implementation & Operation of the AIMS

Introduction to Module 4

Operating the AIMS [Clause 8]

Operational planning and control [Clause 8.1]

Implementing the AI risk assessment and treatment [Clause 8.2 and 8.3]

Implementing the AI system impact assessment [Clause 8.4]

Integration of ISO 42001 with ISO 27001, ISO 27701, and ISO 9001 [Annex D.2]

Recap quiz

Module 5 - Monitoring, Review, & Improvement

Introduction to Module 5

The basics of monitoring, measurement, analysis, and evaluation [Clause 9.1]

Implementing monitoring, measurement, analysis, and evaluation [Clause 9.1]

Internal audit [Clause 9.2]

Management review [Clause 9.3]

Continual improvement [Clause 10.1]

Nonconformities and corrective actions [Clause 10.2]

Recap Quiz

Module 6 - Overview of Annexes A and B

Introduction to Module 6

Purpose and structure of annexes A and B

Policies related to AI [Annex A.2 and B.2]

Internal organization [Annex A.3 and B.3]

Resources for AI systems [Annex A.4 and B.4]

Assessing impacts of AI Systems [Annex A.5 and B.5]

Management guidance for AI system development [Annex A.6.1 and B.6.1]

AI system life cycle [Annex A.6.2 and B.6.2]

Data for AI systems [Annex A.7 and B.7]

Information for interested parties of AI systems [Annex A.8 and B.8]

Use of AI systems [Annex A.9 and B.9]

Third-party and customer relationships [Annex A.10 and B.10]

Recap Quiz

Module 7 - Auditing Basics

Introduction & suggested reading

Auditor assumptions

Techniques for finding evidence

Sampling the records

Interviewing techniques

The audit findings

Nonconformities

Observations

Internal vs. external audit

Annual audit program

Audit plan for an individual audit

Creation of the checklist

Internal audit report

Corrective action follow-up

Recording the evidence

Recap quiz

Module 8 - Understanding Auditing Standards

Introduction & suggested reading

What is certification?

Certification process

Certification of integrated management systems

Introduction to accreditation and ISO 17021

Competences of lead auditors required by ISO 17021-1

Introduction to International Accreditation Forum (IAF) documents

Introduction to ISO 19011

Principles of auditing

Recap quiz

Module 9 - Understanding Audit Roles and Responsibilities

Introduction & suggested reading

Audit Team Leader / Lead Auditor

Auditor

Technical Specialist

Certification Reviewer

Audit Client

Management Team

Auditee

Hosts / Guides

Recap quiz

Module 10 - Planning the Audits

Introduction & suggested reading

Audit criteria and objectives

Audit scope

Selecting audit methods

Sampling evidence in audits

Types of remote auditing techniques

Deciding when to use remote auditing techniques

Planning the use of remote auditing techniques

Selecting the audit team

Managing audit risks

Preparing the audit plan

Allocating audit activities to auditors

Making contact with the audit client

Preparation of audit resources

Recap quiz

Module 11 - Managing the Audit Process

Introduction & suggested reading

Opening meeting

Managing site visits

Interviews

Audit evidence requests

Debriefing sessions

Dealing with conflicts

Related documentation

Recap quiz

Module 12 - Managing Your Audit Team

Introduction & suggested reading

The importance of managing your audit team

Communication with the team before the audit

Managing audit progress

Team meetings

Managing audit findings

Managing audit records

What to do when you hit problems

Evaluating your audit management

Recap quiz

Module 13 - Completing a Successful Audit

Introduction & suggested reading

Audit findings

How to reach audit conclusions

Planning the closing meeting

Holding an effective closing meeting

Dealing with feedback at closing meetings

Effective audit report writing

Post-audit activities, corrections, and correction actions

Certification review process

Related documentation

Recap quiz
Advisera holds International Accreditation from ASIC

Advisera Expert Solutions holds International Accreditation from ASIC (Accreditation Service for International Schools, Colleges, and Universities) with Premier Status for its commendable Areas of Operation.

ASIC Accreditation

ASIC Accreditation is a leading, globally recognised quality standard in international education. Institutions undergo an impartial and independent external assessment process to confirm their provision meets rigorous internationally accepted standards, covering the whole spectrum of its administration, governance, and educational offering. Achieving ASIC Accreditation demonstrates to students and stakeholders that an institution is a high-quality education provider that delivers safe and rewarding educational experiences and is committed to continuous improvement throughout its operation.

About ASIC

One of the largest international accreditation agencies operating in 70+ countries, ASIC is recognised in the UK by UKVI - UK Visas and Immigration (part of the Home Office of the UK Government), is ISO 9001:2015 (Quality Management Systems) Accredited and is a Full Member of The International Network for Quality Assurance Agencies in Higher Education (INQAAHE), a member of the BQF (British Quality Foundation), a member of the International Schools Association (ISA), and an institutional member of EDEN (European Distance and E-Learning Network).
About the ISO 42001 Lead Auditor training course

How do I purchase exams for several people?

We have prepared a discount if you purchase certificates for more than one student at once. Do not hesitate to contact us at sales@advisera.com to find out the prices.

What does ASIC accreditation cover?

Being an ASIC-accredited training provider means that Advisera maintains the highest quality of courses, exams, and the overall training process.

What is the deadline for attending the video lectures?

There is no time limit, so you can take as long as you need to watch the video lectures. We do, however, recommend that you watch them all within three to four weeks so that you get the most benefit from them.

What is needed to access the ISO 42001 Lead Auditor certification online training?

All you need to access the course is your PC, Mac, or mobile device; any major browser (Chrome, Firefox, Edge, Safari, etc.); and a broadband Internet connection. And, of course, plenty of available time to devote to the course.

What do I need to know before attending the course?

You don’t need any prior knowledge or experience in the implementation — this course was designed so that a beginner to these topics will understand it, and you will learn about the ISO 42001 Lead Auditor certification requirements as you go.

How do I participate in the workshop?

To participate in the online workshop, we will send you a special link to connect to Zoom. All you need is a computer with a microphone, speakers, and web camera. We recommend that you have the web camera on during the workshop for an enhanced learning experience.

Are there prerequisites for attending the workshop?

Completion of all of the video lessons is the only prerequisite.

How do I get certified as an ISO 42001 lead auditor?

It's simple:

Watch the complete videos of all of the lessons, and answer all of the practice questions.

Attend the workshop.

Pass the online exam.

About the ISO 42001 Lead Auditor certification exam

When will I receive the certificate for the course?

After watching all of the video lessons and completing the workshop, you may take the ISO 42001 Lead Auditor certification exam. If you earn a passing score, you will be issued the certificate. Please note that during the exam, an online proctoring service will verify your identity and ensure that you take the exam without assistance. Click here to learn more about our online proctoring service.

What does it take to pass the exam and earn the certificate?

The course materials (video lectures, quizzes, reading materials, practice exams, and other resources), along with the skills you learn from the workshop, are all you need to successfully pass the certification exam and receive your ISO 42001 Lead Auditor certificate.

How many questions are on the exam?

There are a total of 94 questions on the exam; some of them are True/False questions, while the others are multiple-choice questions, and all correctly answered questions are worth 1 mark.

How much time is allowed for the exam?

The time allowed to answer all the questions on the exam is 150 minutes. However, please reserve an additional 15 minutes of your time for a system checkup before you start the exam session.

In which language is the ISO 42001 Lead Auditor exam?

The exam is in English.

Where will I take the examination?

The certification exam can be taken online, from anywhere. To make this possible, we employ an online proctoring service. Click here to learn more.

Unlimited access, no charges
Full access to videos, quizzes, and exercises

Course Instructors

ISO 42001 Lead Auditor Course - Advisera

Dejan Kosutic

CEO & Lead Expert for ISO 27001 and ISO 42001

Leading expert on cybersecurity and AI governance and the author of several books, articles, webinars, and courses. As a premier expert, Dejan founded Advisera to help small and medium businesses obtain the resources they need to become compliant with EU regulations and ISO standards. He believes that making complex frameworks easy to understand and simple to use creates a competitive advantage for Advisera's clients, and that AI technology is crucial for achieving this.

As an ISO 27001 and ISO 42001 expert, Dejan helps companies find the best path to compliance by eliminating overhead and adapting the implementation to their size and industry specifics.

Carlos Pereira Da Cruz

ISO Consultant, Trainer, and Auditor

Carlos Pereira da Cruz has more than 30 years of experience working as a consultant, trainer, and auditor with ISO 9001 and ISO 14001. He is a university teacher and author of several books on strategic management, ISO 9001, and ISO 14001.

Garry Cornell

ISO Consultant, Trainer, and Auditor

Garry Cornell has more than 25 years of global experience as a senior manager, certification auditor, and consultant, helping a wide range of businesses in their implementations of ISO 14001, ISO 45001, and ISO 50001. He has developed various courses and is the author of several books on auditing techniques and ISO 14001. He is a member of the Institute of Environmental Management and Assessment.

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ISO 42001 Lead Auditor Course

Introduction

Module 1 - Introduction to ISO 42001

Module 2 - The planning phase

Module 3 - Risk Management, Impact Assessment, Objectives, and Changes

Module 4 - Implementation & Operation of the AIMS

Module 5 - Monitoring, Review, & Improvement

Module 6 - Overview of Annexes A and B

Module 7 - Auditing Basics

Module 8 - Understanding Auditing Standards

Module 9 - Understanding Audit Roles and Responsibilities

Module 10 - Planning the Audits

Module 11 - Managing the Audit Process

Module 12 - Managing Your Audit Team

Module 13 - Completing a Successful Audit

Advisera holds International Accreditation from ASIC

ASIC Accreditation

About ASIC

How do I purchase exams for several people?

What does ASIC accreditation cover?

What is the deadline for attending the video lectures?

What is needed to access the ISO 42001 Lead Auditor certification online training?

What do I need to know before attending the course?

How do I participate in the workshop?

Are there prerequisites for attending the workshop?

How do I get certified as an ISO 42001 lead auditor?

When will I receive the certificate for the course?

What does it take to pass the exam and earn the certificate?

How many questions are on the exam?

How much time is allowed for the exam?

In which language is the ISO 42001 Lead Auditor exam?

Where will I take the examination?

Online course

Workshop and certificate

Select the workshop date

Course Instructors

Dejan Kosutic

Carlos Pereira Da Cruz

Garry Cornell

Why Advisera ISO 42001 Lead Auditor Course?

Free unlimited access to the entire course

Globally recognized accreditation by ASIC

Expert support from Advisera's top experts

1000s of students have attended Advisera's Lead Auditor courses already

Related Trainings

ISO 42001 Lead Implementer

ISO 27001 Lead Auditor

ISO 27001 Lead Implementer

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